Showing posts with label FCA. Show all posts
Showing posts with label FCA. Show all posts
Monday, 13 February 2023

UK Regulatory Warns Again On Cryptoasset Promotions

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The FCA has explained again that there are currently only three ways to communicate cryptoasset promotions to UK consumers, with a fourth c...
Wednesday, 16 February 2022

The New "Consumer Duty" For UK Financial Services Firms

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The FCA has proposed a new "consumer duty" that will apply to most firms it supervises where products and services are offered to...
Monday, 17 May 2021

The FCA's New 'Consumer Duty'

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The UK's Financial Conduct Authority is consulting on the introduction of a new "consumer duty " that will apply to regulated ...
Monday, 20 August 2018

FCA Applies More Handbook Rules To E-money and Payment Services

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With the prospect of a disorderly Brexit looming large, the FCA is consulting on proposals to extend its Principles for Business and cus...
Wednesday, 22 November 2017

FCA Launches PSD2 Navigator

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The Financial Conduct Authority has always led its EU counterparts in explaining its approach to regulating payment services, and continu...
Wednesday, 27 September 2017

FCA to Regulate All Employees Of Financial Firms

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The Financial Conduct Authority is consulting on the extension of its "Senior Managers and Certification Regime" (SM&CR) t...
Tuesday, 19 September 2017

FCA Publishes Final Approach and Rules Implementing #PSD2

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The FCA has today published its final policy statement on how it will supervise the Payment Services Regulations 2017 (implementing the...
Monday, 11 September 2017

Top Tip: Make Any UK Applications Under #PSD2 From 13 October 2017

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The FCA has published several web pages explaining the new authorisation/registration process under the Payment Services Regulations 2017 (...
Monday, 11 July 2016

#FinTech Service Providers Must Proactively Support FCA Compliance

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The FCA has finalised its new guidance to authorised firms on outsourcing to the 'cloud' and other third party IT services, whic...
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FCA Calls For Input On #P2Plending and #CrowdInvestment Rules

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It's been two years since the FCA created specific rules governing peer-to-peer lending and crowd-investment in securities, and the F...
Tuesday, 5 April 2016

RegTech Bottleneck?

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The UK's Financial Conduct Authority is rightly proud of its Innovation Hub, Regulatory Sandbox and new "RegTech" approach...
Wednesday, 26 March 2014

Could The FCA Do More To Foster Innovation In Financial Services?

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Previously I've suggested that two things are choking the flow of money to people and small businesses who need it: broken regulatio...